What’s New on the SEC Website
May 28, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance No-Action Letter
Litigation
Administrative Proceedings
- Randall Goulding, Esq. (Release No. 34-92075; File Nos. 3-19697, 3-19697)
- Stephen Michael Thompson (Release No. 34-92066; File No. 3-20354)
- XSport Global, Inc. (Release No. 34-92049; File No. 3-20349; May 27, 2021)
- Rich Pharmaceuticals, Inc. (Release No. 34-92047; File No. 3-20348; May 27, 2021)
- Arjuna Ariathurai (Release Nos. 33-10945, 34-92061, IA-5741, IC-34291; File No. 3-20351; May 27, 2021)
Commission Opinions and Orders
- Spotlight Innovation, Inc. and Tempus Applied Solutions Holdings, Inc. (Release No. 34-92073; File No. 3-19861)
- Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Release No. 34-92069; File No. 3-19651)
- Competitive Companies, Inc., Unilava Corporation and Uplift Nutrition, Inc. (Release No. 34-92064; File No. 3-19389; May 27, 2021)
- Debt Resolve, Inc. and Elite Group, Inc. (Release No. 34-92060; File No. 3-19643; May 27, 2021)
Litigation Releases
- Eric Pulier (Release No. LR-25103)
- Harmel S. Rayat and RenovaCare, Inc. (Release No. LR-25102)
- LJM Funds Management, Ltd. and LJM Partners, Ltd. et al. (Release No. LR-25101)
- Gomes et al.; (Release No. LR-25100)
Trading Suspensions
- XSport Global, Inc. (Release No. 34-92050; May 27, 2021)
See also Order - Rich Pharmaceuticals, Inc. (Release No. 34-92048; May 27, 2021)
See also Order
News
Press Releases
- SEC Charges U.S. Promoters of $2 Billion Global Crypto Lending Securities Offering (Press Release No. 2021-90)
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-34292)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-92067; File No. 2021-53)
- Order Determining Whistleblower Award Claim (Release No. 34-92065; File No. 2021-52)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing of Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) to Limit Short Term Options Series Intervals (Release No. 34-92072; File No. SR-BOX-2021-12); see also Exhibit 5
- NASDAQ: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Equity 4, Rule 4754 Relating to the Limit Up-Limit Down Closing Cross (Release No. 34-92068; File No. SR-NASDAQ-2021-009)
- NMS: Order Approving the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, as Modified by Amendment Nos. 1 and 2 (Release No. 34-92071; File No. S7-24-89)
- NMS: Order Approving the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Seventh Substantive Amendment to the Restated CQ Plan (Release No. 34-92070; File No. SR-CTA/CQ-2021-01)