What’s New on the SEC Website
May 27, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Glacier Holdings, Inc. (n/k/a Stylemaster, Inc.) (Release No. 34-92063; File No. 3-20353)
- General Energy Resources & Technology Corp. (Release No. 34-92062; File No. 3-20352)
- Immune Pharmaceuticals Inc. (Release No. 34-92056; File No. 3-20350)
- Mediterranean Minerals Corp. (Release No. 34-92046; File No. 3-20347)
- International Technology Enterprises Ltd. (Release No. 34-92045; File No. 3-20346)
- Spongetech Delivery Systems, Inc. (Release No. 34-92043; File No. 3-20345)
- Rystar Communications Ltd. (Release No. 34-92042; File Nos. 3- 20344, 3-20344)
- Gemini Equipment Partners Income Fund IX LP (Release No. 34-92041; File No. 3-20343)
- Gemini Equipment Partners Income Fund VIII LP (Release No. 34-92039; File No. 3-20342)
Commission Opinions and Orders
- Charles R. Kokesh (Release No. IA-5739; File No. 3-16517; May 26, 2021)
- Digiliti Money Group, Inc. (Release No. 34-92059; File No. 3-19922)
- United City Corp. and Worldwide Internet Marketing, Inc. (Release No. 34-92058; File No. 3-19646)
- Eugene Terracciano (Release Nos. 34-92054, IA-5740, IC-34288; File No. 3-18414)
- Robert L. Bryant III (Release No. 34-92036; File No. 3-19892; May 26, 2021)
- Paul H. Giles (Release No. 34-92035; File No. 3-20267; May 26, 2021)
- Soupman, Inc. and Trailblazer Resources, Inc. (Release No. 34-92031; File No. 3-19667; May 26, 2021)
- SiVault Systems, Inc., SVC Financial Services Inc. and the Heritage Organization, Inc. (Release No. 34-92030; File No. 3-19386; May 26, 2021)
Litigation Releases
- Mohammed A. Bari (Release No. LR-25099)
Trading Suspensions
- Minerco, Inc. (Release No. 34-92027; May 26, 2021)
See also Order
News and Public Statements
Commission Closed Meetings
Press Releases
- SEC Charges Mutual Fund Executives with Misleading Investors Regarding Investment Risks in Funds that Suffered $1 Billion Trading Loss (Release No. 2021-89)
- SEC Awards More Than $4 Million to Whistleblower (Release No. 2021-88)
Public Statements
- Remarks at the 40th Annual SEC Small Business Forum by Commissioner Caroline A. Crenshaw
Regulatory Actions
Investment Company Act Notices and Orders
- Trinity Capital, Inc. (Release No. IC-34290; File No. 812-15111)
- Franklin Templeton Co-Investing Interval Fund, et al. (Release No. IC-34289; File No. 812-15170)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-92037; File No. 2021-51)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Align the Exchange's Rulebook with the Rulebook of its Affiliated Exchange, Cboe Options, Inc. ("Cboe Options") and Make Other Formatting Changes (Release No. 34-92051; File No. SR-C2-2021-009); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 3.54 and Rule 3.10 (Release No. 34-92057; File No. SR-CBOE-2021-034); see also Exhibit 5
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes (Release No. 34-92040; File No. SR-CBOE-2020-106)
- FICC Advance Notice: Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes (Release No. 34-92019; File No. SR-FICC-2021-801)
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Per-Transaction Fee for Late and Corrective Reports to the FINRA/Nasdaq TRF and to Increase the Participation Fee (Release No. 34-92044; File No. SR-FINRA-2021-012); see also Exhibit 5
- LTSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee (Release No. 34-92055; File No. SR-LTSE-2021-03); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges (Release No. 34-92053; File No. SR-NYSEArca-2021-43); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Sustainable Growth ETF (Release No. 34-92052; File No. SR-NYSEArca-2021-44)
- OCC: Order Approving Proposed Rule Change to Establish OCC's Persistent Minimum Skin-In-The-Game (Release No. 34-92038; File No. SR-OCC-2021-003)