What’s New on the SEC Website
May 25, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- CathayOnline, Inc. (Release No. 34-92010; File No. 3-20339)
- Digital Donations Technologies, Inc. (Release No. 34-92008; File No. 3-20338)
- Gemini Equipment Partners Income Fund IV LP (Release No. 34-91999; File Nos. 3-20335 / May 25, 2021)
- Galea Life Sciences, Inc. (Release No. 34-91998; File Nos. 3-20334 / May 25, 2021)
- FCA US LLC and Fiat Chrysler Automobiles N.V. ("Release No. 34-91997; File No. 3-19541")
- Gemini Equipment Partners Income Fund VI LP (Release No. 34-91996; File No. 3-20333)
- Gemini Equipment Partners Income Fund V (Release No. 34-91995; File No. 3-20332)
- Roy Y. Gagaza (Release Nos. 34-91993, IA-5738; File No. 3-20331)
- Intelligent Cloud Resources, Inc. (Release No. 34-91989; File No. 3-20330; May 24, 2021)
- Global Capital Partners, Inc. (Release No. 34-91987; File No. 3-20329; May 24, 2021)
Commission Opinions and Orders
- Energy Conversion Services, Inc. (Release No. 34-92002; File No. 3-20024)
- V3 Semiconductor, Inc. (Release No. 34-92001; File No. 3-20023)
- Fantastic Financial Corporation, et al. (Release No. 34-91985; File No. 3-19396; May 24, 2021)
- A La Carte Charts Corp., Iron Sands Corp. and Topaw, Inc. (Release No. 34-91982; File No. 3-19387; May 24, 2021)
Litigation Releases
- The Legacy Group, Inc. et al. (Release No. LR-25097)
Trading Suspensions
- Intelligent Cloud Resources, Inc. (Release No. 34-91990; May 24, 2021)
See also Order - Global Capital Partners, Inc. (Release No. 34-91988; May 24, 2021)
See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- HPS Corporate Lending Fund and HPS Investment Partners, LLC (Release No. IC-34275; File No. 812-15207)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing of Proposed Rule Change to Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC (Release No. 34-92017; File No. SR-BOX-2021-06; see also Exhibit 5a, Exhibit 5b, Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 3e, Exhibit 3f, Exhibit 3g, Exhibit 3h, Exhibit 3i, Exhibit 3j, Exhibit 3k, Exhibit 3l
- CBOE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 6.10 to Introduce a Voluntary Compression Service (Release No. 34-92011; File No. SR-CBOE-2021-020)
- FICC: Notice of Filing of Proposed Rule Change to Add the Sponsored GC Service and Make Other Changes (Release No. 34-92014; File No. SR-FICC-2021-003); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Credits at Equity 7, Section 118 (a) (Release No. 34-92012; File No. SR-NASDAQ-2021-043); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 (Release No. 34-92000; File No. SR-BX-2021-024); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92016; File No. SR-NYSEArca-2021-40); see also Exhibit 5
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Define the Terms "Derivative Security" and "UTP Derivative Security" and Amend Certain Related Rules (Release No. 34-92015; File No. SR-CboeBZX-2021-041); see also Exhibit 5
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92013; File No. SR-CboeBZX-2021-040); see also Exhibit 5
- Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares (Release No. 34-91994; File No. SR-CboeBZX-2021-039)