What’s New on the SEC Website
May 24, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- George Heckler (Release No. IA-5737; File No. 3-20328)
- Generation Next Franchise Brands, Inc. (Release No. 34-91972; File No. 3-20326)
- Freeseas Inc. (Release No. 34-91970; File No. 3-20325)
Commission Opinions and Orders
- LHI Acquisition Corporation (Release No. 34-91992; File No. 3-20049)
- Raran Corporation, Refco Public Commodity Pool, L.P. and Rent USA, Inc. (Release No. 34-91991; File No. 3-19505)
- Maurice James Acriche (Release No. 34-91986; File No. 3-19786)
- Donald Anthony Wojnowski (Release No. 34-91984; File No. 3-19014)
- PLS, CPA, et al. (Release Nos. 34-91983, AAER-4222; File No. 3-19767)
- Vape Holdings, Inc. (Release No. 34-91981; File No. 3-20010)
- The General Chemical Group Inc. (Release No. 34-91980; File No. 3-20018)
- Exeled Holdings Inc. (Release No. 34-91979; File No. 3-20011)
- Thomas Christophe Prentice (Release No. 34-91978; File No. 3-18894)
- Southeast Investments, N.C., Inc. and Frank Harmon Black (Release No. 34-91977; File No. 3-19185)
- Innocom Technology Holdings, Inc., the Pulse Beverage Corporation and Ystrategies Corp. (Release No. 34-91968; File No. 3-19443)
- Veris Gold Corp. (Release No. 34-91967; File No. 3-19385)
Trading Suspensions
- Generation NEXT Franchise Brands, Inc. (Release No. 34-91973)
See also Order - FreeSeas Inc. (Release No. 34-91971)
See also Order
News and Public Statements
Public Statements
- 40th Annual Government-Business Forum on Small Business Capital Formation By Commissioner Hester M. Peirce
Speeches
- Living in a Material World: Myths and Misconceptions about “Materiality” By Commissioner Allison Herren Lee
Regulatory Actions
Investment Company Act Notices and Orders
- Simplify Exchange Traded Funds and Simplify Asset Management Inc. (Release No. IC-34274; File No. 812-15154)
Proposed Rules
- Final Rule Correction: Market Data Infrastructure (17 CFR Part 242; Release No. 34-90610A, File No. S7-03-20; RIN 3235-AM61;)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Nasdaq ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Pricing Schedule at Options 7, Section 5, for NQX Index Options Fees and Rebates for Regular and Complex Orders (Release No. 34-91976; File No. SR-ISE-2021-11); See also Exhibit 5
- NYSE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 (Release No. 34-91975; File No. SR-NYSE-2020-95)