What’s New on the SEC Website
May 18, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- USA Zhimingde International Group Corp. (Release No. 34-91911; File No. 3-20313; May 17, 2021)
- YBCC, Inc. (Release No. 34-91908; File No. 3-20314; May 17, 2021)
- Traqer Corp. (Release No. 34-91907; File No. 3-20312; May 17, 2021)
- W O Group, Inc. (Release No. 34-91905; File No. 3-20311; May 17, 2021)
Commission Opinions and Orders
- The Miix Group, Incorporated (Release No. 34-91926; File No. 3-20026)
- Perkins Oil & Gas, Inc. (Release No. 34-91925; File No. 3-20025)
- IHealthcare, Inc. (Release No. 34-91923; File No. 3-20027)
- HK eBus Corporation (Release No. 34-91919; File No. 3-20033)
- Travco, Inc. (Release No. 34-91917; File No. 3-20041)
- Potomac Capital Markets, LLC (Release No. 34-91916; File No. 3-19917)
Trading Suspensions
- USA Zhimingde International Group Corp. (Release No. 34-91912; May 17, 2021)
See also Order - Traqer Corp. (Release No. 34-91910; May 17, 2021)
See also Order - YBCC, Inc. (Release No. 34-91909; May 17, 2021)
See also Order - W O Group, Inc. (Release No. 34-91906; May 17, 2021)
See also Order
Litigation
Administrative Proceedings
- Seth A. Leyton (Release No. 34-91924; File No. 3-20315)
- USA Zhimingde International Group Corp. (Release No. 34-91911; File No. 3-20313; May 17, 2021)
- YBCC, Inc. (Release No. 34-91908; File No. 3-20314; May 17, 2021)
- Traqer Corp. (Release No. 34-91907; File No. 3-20312; May 17, 2021)
- W O Group, Inc. (Release No. 34-91905; File No. 3-20311; May 17, 2021)
Commission Opinions and Orders
- STRATABASE (Release No. 34-91927; File No. 3-20042)
- The Miix Group, Incorporated (Release No. 34-91926; File No. 3-20026)
- Perkins Oil & Gas, Inc. (Release No. 34-91925; File No. 3-20025)
- IHealthcare, Inc. (Release No. 34-91923; File No. 3-20027)
- HK eBus Corporation (Release No. 34-91919; File No. 3-20033)
- Travco, Inc. (Release No. 34-91917; File No. 3-20041)
- Potomac Capital Markets, LLC (Release No. 34-91916; File No. 3-19917)
Trading Suspensions
- USA Zhimingde International Group Corp. (Release No. 34-91912; May 17, 2021)
See also Order - Traqer Corp. (Release No. 34-91910; May 17, 2021)
See also Order - YBCC, Inc. (Release No. 34-91909; May 17, 2021)
See also Order - W O Group, Inc. (Release No. 34-91906; May 17, 2021)
See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- T. Rowe Price Associates, Inc., et al. (Release No. IC-34272; File No. 812-15197)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules (Release No. 34-91922; File No. SR-ICC-2021-014); see also Exhibit 5a, Exhibit 5b, Exhibit 3
- ICC: Order Approving Proposed Rule Change Relating to the ICC Risk Management Model Description (Release No. 34-91918; File No. SR-ICC-2021-008)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4, Section 5, "Series of Options Contracts Open for Trading" to Limit Short Term Options Series Intervals Between Strikes (Release No. 34-91930; File No. SR-ISE-2021-09); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Rules at Options 4, Section 5, "Series of Options Contracts Open for Trading" to Limit Short Term Options Series Intervals Between Strikes (Release No. 34-91931; File No. SR-NASDAQ-2021-032); see also Exhibit 5
- OCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees (Release No. 34-91920; File No. SR-OCC-2021-006); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4, Section 5, "Series of Options Contracts Open for Trading" to Limit Short Term Options Series Intervals Between Strikes (Release No. 34-91932; File No. SR-Phlx-2021-26); see also Exhibit 5
- Order Approving a Proposed Rule Change to Extend the Cutoff Time for Accepting on Close Orders Entered for Participation in the Exchange's Closing Auction and to Clarify Changes to the Definitions of Late-Limit-On-Close and Late-Limit-On-Open Orders (Release No. 34-91921; File No. SR-CboeBZX-2021-023)