What’s New on the SEC Website
May 12, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- AirXpanders, Inc. (Release No. 34-91856; File No. 3-20300)
- Aedan Financial Corporation (Release No. 34-91855; File No. 3-20299)
- GWFS Equities, Inc. (Release No. 34-91853; File No. 3-20298)
- MJ Biotech, Inc. (f/k/a Michael James Enterprises, Inc.) (Release No. 34-91850; File No. 3-20297; May 11, 2021)
- Gala Pharmaceutical, Inc. (Release No. 34-91848; File No. 3-20296; May 11, 2021)
- Freestone Resources, Inc. (Release No. 34-91846; File No. 3-20295; May 11, 2021)
- Flatworld Acquisition Corp. (Release No. 34-91842; File No. 3-20294; May 11, 2021)
Commission Opinions and Orders
- ID Perfumes, Inc. (Release No. 34-91873; File No. 3-20065)
- Robert Escobio (Release No. 34-91872; File No. 3-20260)
- I-Wellness Marketing Group, Inc. (Release No. 34-91866; File No. 3-20059)
- Scottsdale Capital Advisors Corporation, et al. (Release No. 34-91865; File No. 3-18612)
Trading Suspensions
- MJ Biotech, Inc. (Release No. 34-91851; May 11, 2021)
See also Order - Gala Pharmaceutical, Inc. (Release No. 34-91849; May 11, 2021)
See also Order - Freestone Resources, Inc. (Release No. 34-91847; May 11, 2021)
See also Order - FlatWorld Acquisition Corp. (Release No. 34-91844; May 11, 2021)
See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- Delaware Wilshire Private Markets Master Fund, et al. (Release No. IC-34270; File No. 812-15119-01)
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers (Release No. 34-91857; File No. SR-MIAX-2021-19); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Request for PRISM (Release No. 34-91864; File No. SR-BX-2021-022)
- NYSE: Notice of Withdrawal of a Proposed Rule Change to Amend Section 102.04 of the NYSE Listed Company Manual to Establish Limits on Investments in Unregistered Investment Vehicles by Listed Closed End Funds (Release No. 34-91871; File No. SR-NYSE-2021-20)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission (Release No. 34-91859; File No. SR-NYSE-2021-31); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission (Release No. 34-91861; File No. SR-NYSEArca-2021-38); see also Exhibit 5
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Fee Schedule to Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers (Release No. 34-91858; File No. SR-PEARL-2021-23); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission (Release No. 34-91863; File No. SR-NYSENAT-2021-13); see also Exhibit 5
- NYSECHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission (Release No. 34-91862; File No. SR-NYSECHX-2021-10); see also Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission (Release No. 34-91860; File No. SR-NYSEAMER-2021-26); see also Exhibit 5