What’s New on the SEC Website
May 11, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- China Soar Information Technology, Inc. (Release No. 34-91828; File No. 3-20293; May 10, 2021)
- Cerebain Biotech Corp. (Release No. 34-91826; File No. 3-20292; May 10, 2021)
- Ameritek Ventures, Inc. (Release No. 34-91822; File No. 3-20291; May 10, 2021)
- Alphacom Holdings, Inc. (Release No. 34-91819; File No. 3-20290; May 10, 2021)
Commission Opinions and Orders
- DLD Group, Inc. (Release No. 34-91840; File No. 3-20064)
- TSLC I, Inc. (Release No. 34-91837; File No. 3-20048)
- Royale Globe Holding Inc. (Release No. 34-91835; File No. 3-19987)
Trading Suspensions
- China Soar Information Technology, Inc. (Release No. 34-91829; May 10, 2021)
See also Order - Cerebain Biotech Corp. (Release No. 34-91827; May 10, 2021)
See also Order - Ameritek Ventures, Inc. (Release No. 34-91823; May 10, 2021)
See also Order - Alphacom Holdings, Inc. (Release No. 34-91820; May 10, 2021)
See also Order
News
Press Releases
- SEC Awards $22 Million to Two Whistleblowers (Release No. 2021-81)
Regulatory Actions
Investment Company Act Notices and Orders
- The Advisors' Inner Circle Fund, Cambiar Investors, LLC, and Sei Investments Distribution Co. (Release No. IC-34268; File No. 812-15191)
- Teachers Insurance and Annuity Association of America, et al. (Release No. IC-34267; File No. 812-15143; May 10, 2021)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility to Establish a Policy Relating to Billing Errors (Release No. 34-91836; File No. SR-BOX-2021-08); see also Exhibit 5
- ICC: Order Approving Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures (Release No. 34-91834; File No. SR-ICC-2021-006)
- ICC: Order Approving Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan (Release No. 34-91806; File No. SR-ICC-2021-005; May 10, 2021)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections (Release No. 34-91838; File No. SR-BX-2021-020); see also Exhibit 5
- NSCC: Notice of Filing of Proposed Rule Change to Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit (Release No. 34-91809; File No. SR-NSCC-2021-005; May 10, 2021); see also Exhibit 5 and Exhibit 3
- NYSE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 7.35C (Release No. 34-91807; File No. SR-NYSE-2020-89; May 10, 2021)