What’s New on the SEC Website
May 7, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Biohemp International, Inc. (Release No. 34-91800; File No. 3-20285)
- Apotheca Biosciences, Inc. (Release No. 34-91796; File No. 3-20284)
- Corbyn W. Jones, Esq. (Release No. 34-91795; File No. 3-20283; May 7, 2021)
- Reliance Financial Advisors, LLC, Timothy S. Dembski and Walter F. Grenda, Jr. (Release No. 34-91793; File No. 3-16311; May 7, 2021)
- Mancera, et al. (Release No. 34-91792; File No. 3-20173; May 7, 2021)
Litigation Releases
- David N. Osegueda, et al. (Litigation Release No. 25087)
Commission Opinions and Orders
- Christopher E. Knauth, CPA (Release Nos. 34-91799, AAER-4221; File No. 3-20256; May 7, 2021)
- Jocelyn Murphy and Michael Sean Murphy (Release No. 34-91797; File Nos. 3-20239, 3-20242; May 7, 2021)
- Reach Genetics, Inc. (Release No. 34-91794; File No. 3-19986; May 7, 2021)
News
Press Releases
- SEC Approves Registration of First Security-Based Swap Data Repository; Sets the First Compliance Date for Regulation SBSR (Release No. 2021-80)
Spotlight on Topics of Current Interest at the SEC
- Small Business Capital Formation Advisory Committee: Transcript of April 30, 2021, SBCFAC Meeting
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Approving Application for Registration as a Security-Based Swap Data Repository (Release No. 34-91798; File No. SBSDR-2020-01; May 7, 2021)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FINRA: Notice of Filing of a Proposed Rule Change Relating to Security-Based Swaps (Release No. 34-91789; File No. SR-FINRA-2021-008)
- NSCC: Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change to Amend the Supplemental Liquidity Deposit Requirements (Release No. 34-91788; File No. SR-NSCC-2021-002)
- NYSE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend Rules 7.35 and 7.35A (Release No. 34-91791; File No. SR-NYSE-2020-93; May 7, 2021)
- NYSE: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedules Related to Co-Location (Release No. 34-91790; File Nos. SR-NYSE-2021-15, SR-NYSEAMER-2021-13; May 7, 2021)