What’s New on the SEC Website
May 4, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Kenneth Ciapala (Release No. 34-91739; File No. 3-20277)
- Under Armour, Inc. (Release Nos. 33-10940, 34-91741, AAER-4220; File No. 3-20278)
Litigation Releases
- Richard Randall (Release No. LR-25086)
News
Press Releases
- SEC Charges Under Armour Inc. With Disclosure Failures (Release No. 2021-78)
- Jessica Wachter Named SEC Chief Economist and Director of the Division of Economic and Risk Analysis (Release No. 2021-77)
Regulatory Actions
Investment Company Act Notices and Orders
- Trinity Capital, Inc. (Release No. IC-34263; File No. 812-15111)
- SharesPost 100 Fund and Liberty Street Advisors, Inc. (Release No. IC-34262; File No. 812-15185)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures (Release No. 34-91740; File No. SR-ICEEU-2021-011); see also Exhibit 5