What’s New on the SEC Website
April 28, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Paul H. Giles (Release No. 34-91694; File No. 3-20267; April 27, 2021)
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Putnam High Yield Trust
- Man FRM Alternative Multi-Strategy Fund LLC
- FS Global Credit Opportunities Fund-T2
- FS Global Credit Opportunities Fund-T
- FS Global Credit Opportunities Fund-D
- FS Global Credit Opportunities Fund-ADV
- FS Global Credit Opportunities Fund-A
- City National Rochdale Structured Claims Fixed Income Fund LLC
- Broadview Funds Trust
- Atlas U.S. Tactical Income Fund, Inc. c/o Atlas Asset Management, LLC
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Its SPXPM Pilot Program (Release No. 34-91698; File No. SR-CBOE-2021-027)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew Its Nonstandard Expirations Pilot Program Until November 1, 2021 (Release No. 34-91697; File No. SR-CBOE-2021-026)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's Pricing Schedule at Options 7 to adopt pricing for index options on the Nasdaq 100 Micro Index (Release No. 34-91696; File No. SR-Phlx-2021-24); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options (Release No. 34-91700; File No. SR-CboeEDGX-2021-022); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options (Release No. 34-91699; File No. SR-CboeBZX-2021-031); see also Exhibit 5
- CboeBZX: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares (Release No. 34-91695; File No. SR-CboeBZX-2021-019)