What’s New on the SEC Website
April 26, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- G.I. Joe's, Inc. (Release No. 34-91685; File No. 3-19974)
- Benaiah Holdings Group, Inc. (Release No. 34-91684; File No. 3-19972)
- Awareness for Teens, Inc. (Release No. 34-91683; File No. 3-19971)
- Armada Enterpises, LP n/k/a Bim Homes, Inc. (Release No. 34-91682; File No. 3-19978)
- American Realty Funds Corporation (Release No. 34-91681; File No. 3-19809)
- ABN Amro Clearing Chicago LLC Chicago Board Options Exchange, Inc. and C2 Options Exchange, Inc. (Release No. 34-91680; File No. 3-17906r)
- Edward Beyn and Craig S. Taddonio (Release No. 34-91679; File Nos. 3-19007, 3-19012)
- Bradley C. Reifler (Release No. 34-91678; File No. 3-19589)
News
Press Releases
- Increasing Opportunities for Underrepresented Founders and Investors on the Agenda for the SEC Small Business Capital Formation Advisory Committee Meeting on April 30 (Press Release No. 2021-73)
- SEC Names Keo Chea as Director of Public Engagement and Aisha Johnson as Director of Media Relations (Press Release No. 2021-72)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility (Release No. 34-91670; File No. SR-BOX-2021-05); see also Exhibit 5
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures (Release No. 34-91673; File No. SR-ICEEU-2021-008); see also Exhibit 5
- LCH SA: Notice of Filing of Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers (Release No. 34-91676; File No. SR-LCH SA-2021-001); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 1, General Provisions, and Options 7, Section 2, Nasdaq Options Market-Fees and Rebates (Release No. 34-91677; File No. SR-NASDAQ-2021-021); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Nasdaq Rule 5760 to Permit the Listing and Trading of Managed Portfolio Shares (Release No. 34-91675; File No. SR-NASDAQ-2021-023); see also Exhibit 5
- NASDAQ GEMX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC (Release No. 34-91672; File No. SR-GEMX-2021-02); see also Exhibit 5
- NASDAQ MRX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC (Release No. 34-91674; File No. SR-MRX-2021-03); see also: Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, "BX Options Market- Fees and Rebates" (Release No. 34-91671; File No. SR-BX-2021-015); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the iShares Gold Trust Micro under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) (Release No. 34-91669; File No. SR-NYSEArca-2021-25)