What’s New on the SEC Website
April 19, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Dean Mustaphalli (Release No. IA-5724; File No. 3-20264)
- Martin Silver, CPA (Release Nos. IA-5723, AAER-4210; File No. 3-20263)
- Jaime M. Westenbarger (Release Nos. 34-91613, IA-5725; File No. 3-20265)
Litigation Releases
- Spot Tech House, Ltd., formerly known as Spot Option, Ltd., Malhaz Pinhas Patarkazishvili and Ran Amiran (Release No. LR-25073)
- Morrie Tobin et al. (Release No. LR-25072)
Commission Opinions and Orders
- MC Informatics, Inc. (Release No. 34-91612; File No. 3-19924)
- Digiliti Money Group, Inc. (Release No. 34-91611; File No. 3-19922)
- Shlomo Sharbat (Release No. 34-91608; File No. 3-19870)
Trading Suspensions
- Immune Pharmaceuticals Inc. (Release No. 34-91607)
See also Order - Electric Car Company, Inc. (Release No. 34-91604)
See also Order
News and Public Statements
- Gary Gensler Names Initial Senior Staff Members (Release No. 2021-68)
- SEC's New York and San Francisco Regional Offces to Co-Host a Webcast Exploring the Experiences of Tech Entrepreneurs of Color When Capital Raising (Release No. 2021-67)
- SEC Charges Binary Options Trading Platform and Two Top Executives with Fraud (Release No. 2021-66)
- Gary Gensler Sworn in as Member of the SEC (Release No. 2021-65)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Automated Price Improvement Auction Rule Relating to Stop Price (Release No. 34-91609; File No. SR-CBOE-2021-024); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 10, Order Book Allocation (Release No. 34-91610; File No. SR-BX-2021-013); see also Exhibit 5