What’s New on the SEC Website
April 16, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Christopher Lee Hibbard (Release No. 34-91591, IA-5721; File No. 3-20262)
- Robinhood Financial, LLC (Release No. 34-91590; File No. 3-20171)
- Signator Investors, Inc. and Gregory J. Mitchell; (Release No. 34-91589; File No. 3-16753)
- Bluecrest Capital Management Limited (Release No. 34-91588; File No. 3-20162)
- Healthway Shopping Network, Monetiva, Inc. and Unity Global Holdings Ltd. (Release No. 34-91574; File No. 3-19343)
Commission Opinions and Orders
- Michelle Morton (Release No. IA-5722; File No. 3-20198)
- The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Release No. IA-5720; File No. 3-16047)
- Parfait Mutimura (Release No. 34-91597; File No. 3-20159)
- THT Heat Transfer Technology, Inc. ("Release No. 34-91596; File No. 3-19921")
- MediaWorx, Inc. and Perrin Partners, Inc. (Release No. 34-91578; File No. 3-19656)
- Mongolia Holdings, Inc. and MyGo Games Holding Co. (Release No. 34-91573; File No. 3-19655)
News and Public Statements
Press Releases
- SEC Reopens Comment Period for Universal Proxy (Release No. 2021-64)
- Joel R. Levin, Director of Chicago Regional Office, to Leave SEC (Release No. 2021-63)
Public Statements
- Staff Statement on Fully Paid Lending by Division of Trading and Markets Staff
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (File No. 2021-40; Release No. 34-91584)
- Advisory Committee on Small and Emerging Companies (Notice of Meeting) ("Release Nos. 33-10938 34-91583; File No. 265-27")
Proposed Rules
- Reopening of Comment Period for Universal Proxy (File No. S7-24-16; Release No: 34-91603, IC-34246)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility (Release No. 34-91585; File No. SR-BOX-2021-031); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule (Release No. 34-91594; File No. SR-CboeBZX-2021-030; April 16, 2021) See also: Exhibit 5
- CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule (Release No. 34-91593; File No. SR-CboeBYX-2021-010; April 16, 2021); See also: Exhibit 5
- DTC: Order Approving Proposed Rule Changes to Revise the Clearing Agency Investment Policy (Release No. 34-91587; File Nos. SR-DTC-2021-002, SR-FICC-2021-001, SR-NSCC-2021-003)
- ICEEU: Order Approving Proposed Rule Change Relating to the ICE Clear Europe CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and CDS Parameters Review Procedures (Release No. 34-91586; File No. SR-ICEEU-2021-006)
- MIAX PearlNotice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Fee Schedule (Release No. 34-91605; File No. SR-PEARL-2021-16); see also: Exhibit 5
- NYSE: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center (Release No. 34-91598; File No. SR-NYSE-2021-25; April 16, 2021); see also Exhibit 5
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center (Release No. 34-91600; File No. SR-NYSEArca-2021-24); see also Exhibit 5
- NYSECHX: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center (Release No. 34-91601; File No. SR-NYSECHX-2021-07; April 16, 2021); see also: Exhibit 5
- NYSENATNotice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center (Release No. 34-91602; File No. SR-NYSENAT-2021-09) ; see also: Exhibit 5
- NYSEAMER: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center (Release No. 34-91599; File No. SR-NYSEAMER-2021-21; April 16, 2021); see also: Exhibit 5