What’s New on the SEC Website
April 14, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Saving2Retire, LLC and Marian P. Young (Release No. IA-5718; File No. 3-17352)
- Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Release No. 34-91566; File No. 3-19182)
- Bluefire Renewables, Inc. and Canadian Cannabis Corp. (Release No. 34-91545; File No. 3-19641; April 13, 2021)
- Danka Business Systems Plc (Release No. 34-91544; File No. 3-19640; April 13, 2021)
- Franklin Scientific, Inc. and Goodwell Inc. (Release No. 34-91543; File No. 3-19638; April 13, 2021)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Existing Rule 3.30 (Qualification and Registration) and Incorporate by Reference Cboe Exchange, Inc. Chapter 3, Section B, in its Entirety (Release No. 34-91560; File No. SR-C2-2021-006)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule to Adopt Reduced Permit Fees for New Floor Brokers (Release No. 34-91547; File No. SR-CBOE-2021-021); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List (Release No. 34-91561; File No. SR-NYSE-2021-23); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10 (Release No. 34-91553; File No. SR-NYSE-2021-24); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E (Release No. 34-91551; File No. SR-NYSEArca-2021-22); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10 (Release No. 34-91549; File No. SR-NYSENAT-2021-08); see also Exhibit 5
- NYSECHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10 (Release No. 34-91550; File No. SR-NYSECHX-2021-06); see also Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10E (Release No. 34-91552; File No. SR-NYSEAMER-2021-19); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule (Release No. 34-91559; File No. SR-CboeEDGX-2021-020); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 (Release No. 34-91554; File No. SR-CboeEDGX-2021-019); see also >Exhibit 5
- CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on October 20, 2021 (Release No. 34-91548; File No. SR-CboeBYX-2021-008); see also Exhibit 5