What’s New on the SEC Website
April 13, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Albert K. Hu (Release No. IA-5717; File No. 3-19510; April 12, 2021)
- Roman Sledziejowski (Release No. 34-91541; File No. 3-19502; April 12, 2021)
- United City Corp. and Worldwide Internet Marketing, Inc. (Release No. 34-91539; File No. 3-19646; April 12, 2021)
Litigation Releases
- Hughe Duwayne Graham, Donald Howard, Larry Louis Matyas (Release No. LR-25069)
Regulatory Actions
Investment Company Act Notices and Orders
- The Advisors' Inner Circle Fund, Cambiar Investors, LLC and Sei Investments Distribution Co. (Release No. IC-34244; File No. 812-15191)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule (Release No. 34-91546; File No. SR-C2-2021-005); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1801, Definitions and Exchange Rule 1809, Terms of Index Options Contracts (Release No. 34-91542; File No. SR-MIAX-2021-09); see also Exhibit 5