What’s New on the SEC Website
April 12, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Craig R. Fronckiewicz, CPA (Release Nos. 34-91536, AAER-4208; File No. 3-17628)
Commission Opinions and Orders
- Christopher E. Knauth, CPA (Release Nos. 34-91540, AAER-4209; File No. 3-20256)
- Sean Kelly (Release Nos. 34-91538, IA-5716; File No. 3-19323)
- Elitesoft Global Inc. and Capital Access Point 1, Inc. (Release No. 34-91535; File No. 3-19868)
- Robert R. Tweed (Release No. 34-91534; File No. 3-19652)
- Scottsdale Capital Advisors Corporation, et al. (Release No. 34-91533; File No. 3-18612)
- Abn Amro Clearing Chicago LLC Chicago Board Options Exchange, Inc. and C2 Options Exchange, Inc. (Release No. 34-91532; File No. 3-17906r)
- Marc Jay Bryant (a/k/a Marc Jay Welch) (Release No. 34-91531; File No. 3-18808)
News and Public Statements
Public Statements
- Statement on the Staff ESG Risk Alert by Commissioner Hester M. Peirce
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-91530; File No. SR-CboeBZX-2021-025) see also: Exhibit 5
- MIAX Pearl: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Rebranding of the Exchange (Release No. 34-91537, File No. SR-PEARL-2021-08) see also: Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37E (Release No. 34-91529; File No. SR-NYSEAMER-2021-17) see also: Exhibit 5