What’s New on the SEC Website
April 9, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Information for EDGAR Filers
Technical Specifications
Litigation
Administrative Proceedings
- Paragon Coin, Inc. (Release No. 34-91522; File No. 3-18897)
Commission Opinions and Orders
- Trevor Michael Saliba and Arthur Mansourian (Release No. 34-91527; File Nos. 3-18989, 3-18990)
News
Press Releases
- SEC Awards Approximately $2.5 Million to Whistleblower (Press Release 2021-60)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-91525; File No.: 2021-38)
- Order Determining Whistleblower Award Claim (Release No. 34-91520; File No.: 2021-37)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One (Release No. 34-91528; File No. SR-CBOE-2020-117)
- CboeBZX: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares (Release No. 34-91521; File No. SR-CboeBZX-2021-024)
- IEX: Notice of Filing of Proposed Rule Change to Enhance the IEX Retail Price Improvement Program for the Benefit of Retail Investors (Release No. 34-91523; File No. SR-IEX-2021-06); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan (Release No. 34-91518; File No. SR-MIAX-2021-08; April 8, 2021); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Enhancements to the End of Day Summary Message on Nasdaq Last Sale Plus to May 17, 2021 (Release No. 34-91526; File No. SR-NASDAQ-2021-018)
- NYSE: Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds (Release No. 34-91515; File Nos. SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSENAT-2021-03, SR-NYSEArca-2021-11, SR-NYSECHX-2021-02; April 8, 2021)
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan (Release No. 34-91519; File No. SR-PEARL-2021-13; April 8, 2021); see also Exhibit 5
- Phlx: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Listing and Trading of Options Based on 1/100th the Value of the Nasdaq-100 Index (Release No. 34-91524; File No. SR-Phlx-2021-07)