What’s New on the SEC Website
April 2, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Carol J. Wayland (Release No. 34-91470; File No. 3-19340)
Commission Opinions and Orders
- The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Release No. IA-5711; File No. 3-16047)
- Trevor Michael Saliba and Arthur Mansourian (Release No. 34-91472; File Nos. 3-18989, 3-18990)
- Wonhe High-Tech International, Inc. (Release No. 34-91467; File No. 3-19874)
- Sky Resort International Ltd., Median Group, Inc. (f/k/a China Media Group Corporation) (Release No. 34-91465; File No. 3-19865)
- Notis Global, Inc. and Nexus Biopharma, Inc. (Release No. 34-91464; File No. 3-19857)
- Gilla, Inc. and Evergreen-Agra Global Investments, Inc. (Release No. 34-91463; File No. 3-19851)
- Metatron, Inc. (Release No. 34-91462; File No. 3-18567)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange (Release No. 34-91469; File No. SR-CboeEDGX-2021-016); see also Exhibit 5
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available To Market Makers (Release No. 34-91460; File No. SR-EMERALD-2021-11); see also Exhibit 5
- IEX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transaction Fees Pursuant to IEX Rule 15.110 (Release No. 34-91443; File No. SR-IEX-2021-05; March 30, 2021); see also Exhibit 5
- NASDAQ: Order Approving Proposed Rule Change, as Modified by Amendment No. 2, to Disseminate Abbreviated Order Imbalance Information for the Nasdaq Opening Cross, Amend Certain Cutoff Times for On-Open Orders Entered for Participation in the Nasdaq Opening Cross, and Extend the Time Period for Accepting Certain Limit-On-Open Orders (Release No. 34-91461; File No. SR-NASDAQ-2021-004)
- NYSE: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the NYSE Listed Company Manual to Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 (Release No. 34-91471; File No. SR-NYSE-2020-85)
- NYSE: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Revise Rules 46 and 46A and Other Related Rules to Permit the Appointment of Trading Officials (Release No. 34-91442; File No. SR-NYSE-2020-105; March 30, 2021); see also Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 985NY (Release No. 34-91466; File No. SR-NYSEAMER-2021-16); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.90-O (Release No. 34-91468; File No. SR-NYSEArca-2021-20); see also Exhibit 5