What’s New on the SEC Website
April 1, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Soupman, Inc. and Trailblazer Resources, Inc. (Release No. 34-91447; File No. 3-19667; March 31, 2021)
Commission Opinions and Orders
- Aspen Marine Group Inc. and Biocircuits Corporation. (Release No. 34-91454; File No. 3-19867)
- ERBA Diagnostics, Inc. and Eternity Healthcare, Inc. (Release No. 34-91453; File No. 3-19850)
- Billion Holding Inc. (Release No. 34-91452; File No. 3-19926)
- CPA, a Professional Corporation, et al. (Release No. 34-91451; File No. 3-19767)
Litigation Releases
- Richard J. Randolph, III (Release No. LR-25064)
- George S. Blankenbaker, et al. (Release No. LR-25063)
News and Public Statements
Commission Closed Meetings
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.5 (Series of Option Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange (Release No. 34-91456; File No. SR-CBOE-2021-019); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange (Release No. 34-91455; File No. SR-CboeBZX-2021-022); see also Exhibit 5
- ICC: Notice of Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures (Release No. 34-91450; File No. SR-ICC-2021-006); see also Exhibit 5b, Exhibit 5a
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions (Release No. 34-91457; File No. SR-MEMX-2021-05); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus (Release No. 34-91458; File No. SR-BX-2021-008); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 (Release No. 34-91449; File No. SR-NYSE-2021-21); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus (Release No. 34-91459; File No. SR-Phlx-2021-17); see also Exhibit 5