What’s New on the SEC Website
March 31, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Michael Joseph Clarke (Release No. 34-91448; File No. 3-20126)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ: Order Disapproving a Proposed Rule Change to Amend Nasdaq Rule 5704 (Release No. 34-91446; File No. SR-NASDAQ-2020-017)
- OCC: Notice of Filing of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements (Release No. 34-91445; File No. SR-OCC-2021-004)