What’s New on the SEC Website
March 26, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Integral Technologies, Inc. (Release No. 34-91412; File No. 3-20037)
Commission Opinions and Orders
- World Moto, Inc. (Release No. 34-91419; File No. 3-19875; March 26, 2021)
- HypGen, Inc. and Lifestyle Medical Network, Inc. (Release No. 34-91417; File No. 3-19856; March 26, 2021)
- Hidden Forest Acquisition Corp. and Global 2.0 Corporation (Release No. 34-91415; File No. 3-19871; March 26, 2021)
- Cyclone Power Technologies, Inc. and Ecolocap Solutions, Inc. (Release No. 34-91414; File No. 3-19846; March 26, 2021)
- Sea Breeze Power Corp. and 1701 Productions, Inc. (Release No. 34-91411; File No. 3-19488)
- Tryon Alpha, Inc. and Tundra Resources, Inc. (Release No. 34-91410; File No. 3-19489)
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-33032; February 23, 2018)
Other Commission Orders, Notices, and Information
- Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940 (Rel. No. IA-5708)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBYX: Notice of Filing of Amendments No. 3 and No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 3 and No. 4, to Introduce Periodic Auctions for the Trading of U.S. Equity Securities (Release No. 34-91423; File No. SR-CboeBYX-2020-021)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Pricing Schedule at Options 7, Section 9, Part C to Reduce the Options Regulatory Fee (Release No. 34-91420; File No. SR-ISE-2021-04); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive the Entry Fee and the All-Inclusive Annual Listing Fee for Any Company Not Listed on a National Securities Exchange That Is Listing upon Closing of Its Acquisition of a Special Purpose Acquisition Company Listed on Nasdaq (Release No. 34-91421; File No. SR-NASDAQ-2021-012); see also Exhibit 5
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB with the Ability to Inspect Public Accounting Firms (Release No. 34-91413; File No. SR-NASDAQ-2021-007)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend Rule 103B, which governs the allocation of securities to Designated Market Makers (Release No. 34-91416; File No. SR-NYSE-2021-18); see also Exhibit 5
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2614, Orders and Order Instructions, to Adopt and Make Available the Reserve Quantity Instruction for Orders on the MIAX PEARL Equities Platform (Release No. 34-91425; File No. SR-PEARL-2021-09); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's Pricing Schedule at Options 7, Section 6, Part D to Reduce the Phlx Options Regulatory Fee (Release No. 34-91418; File No. SR-Phlx-2021-16); see also Exhibit 5