What’s New on the SEC Website
March 25, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- R-Tec Holding, Inc., RTR, Inc. and SCRAPPLE Inc. (Release No. 34-91403; File No. 3-19487; March 24, 2021)
- Ezagoo, Inc. (Release No. 34-91402; File No. 3-19483; March 24, 2021)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Securities Investor Protection Corporation; Order Approving the Determination of the Board of Directors of the Securities Investor Protection Corporation not to Adjust for Inflation the Standard Maximum Cash Advance Amount and Notice of the Standard Maximum Cash Advance Amount (Release No. SIPA-184; File No. SIPC-2021-01)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Fee Schedule To Adopt an Excessive Quoting Fee (Release No. 34-91406; File No. SR-EMERALD-2021-10); see also Exhibit 5
- GEMX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3. (Release No. 34-91408; File No. SR-GEMX-2021-01); see also Exhibit 5
- MRX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3. (Release No. 34-91407; File No. SR-MRX-2021-01); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Extend the Waiver of Equipment and Related Service Charges and Trading License Fees for NYSE Trading Floor-Based Member Organizations (Release No. 34-91409; File No. SR-NYSE-2021-19; see also Exhibit 5