What’s New on the SEC Website
March 24, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Tyler C. Sadek (Release No. IA-5707; File No. 3-20253)
- Christopher D. Dantin (Release No. 34-91405; File No. 3-20255)
- Chris A. Dantin (Release No. 34-91404; File No. 3-20254)
- Scott T. Wolfrum (Release Nos. 34-91401, IA-5706; File No. 3-20252)
- Troy E. Marchand (Release Nos. 33-10937, 34-91400, IA-5705, IC-34235; File No. 3-20251)
Commission Opinions and Orders
- Sergey Pustelnik a/k/a Serge Pustelnik (Release No. 34-91399; File No. 3-19798)
- EMTA Corp. a/k/a Wiltex A, Fuzzy Logic Software Corp. a/k/a China Global Solar Corporation Limited and Granite Futures Fund Limited Partnership (Release No. 34-91395; File No. 3-19485; March 23, 2021)
- Hawk Street Acquisition Corp. and Mobad Service Corporation (Release No. 34-91393; File No. 3-19486; March 23, 2021)
Trading Suspensions
- Kallo, Inc. (Release No. 34-91396; March 23, 2021)
See also Order
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- XAI Octagon Credit Trust
- TigersharesTrust
- Nicholas High Income Fund, Inc.
- Mutual of America Institutional Funds Inc.
- Morgan Stanley New York Municipal Money c/o Morgan Stanley Investment Management Inc.
- 2017 Mandatory Exchangeable Trust
Other Commission Orders, Notices, and Information
- In the Matter of Market Data Infrastructure: Order Denying Stay (Release No. 34-91397; File No. S7-03-20)
Interim Final Rules
- Interim Final Rule; Request for Comment: Holding Foreign Companies Accountable Act Disclosure (17 CFR PARTS 249 and 274; [Release No. 34-91364; IC-34227; File No. S7-03-21])
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBZX: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF to Strike and Publish Multiple Intra-day Net Asset Values (Release No. 34-91398; File No. SR-CboeBZX-2021-014)