What’s New on the SEC Website
March 23, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Norman T. Reynolds, Esq. (Release No. AP-6821; File No. 3-20136; March 22, 2021)
Litigation
Administrative Proceedings
- Andrew L. White (Release No. 34-91392; File No. 3-20250)
Commission Opinions and Orders
- Fact Corporation and Tandy Brands Accessories, Inc. (Release No. 34-91382; File No. 3-19466; March 22, 2021)
- Presidion Corporation (Release No. 34-91380; File No. 3-19484; March 22, 2021)
Litigation Releases
- Jason P. Wootten, et al. (Release No. LR-25059)
Regulatory Actions
Final Rules
- Amendments to the Commission's Rules of Practice (Release No. 34-90442A; File No. S7-19-15)
Investment Company Act Notices and Orders
- Star Mountain Credit Opportunities Fund, LP, et al. (Release No. IC-34228; File No. 812-15120)
Public Petitions for Rulemaking
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt Reduced Fees for Academics for the Sale of Historical Intraday Open-Close Volume Data (Release No. 34-91394; File No. SR-CBOE-2021-017); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Related to Co-location (Release No. 34-91386; File No. SR-NYSE-2021-15); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location (Release No. 34-91388; File No. SR-NYSEArca-2021-15); see also Exhibit 5
- NYSE NAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates Related to Co-Location (Release No. 34-91389; File No. SR-NYSENAT-2021-05); see also Exhibit 5
- NYSE CHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule Related to Co-Location (Release No. 34-91390; File No. SR-NYSECHX-2021-04); see also Exhibit 5
- NYSE AMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-Location (Release No. 34-91387; File No. SR-NYSEAMER-2021-13); see also Exhibit 5