What’s New on the SEC Website
March 18, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Ivan Ramos (Release No. 34-91346; File No. 3-20246)
Commission Opinions and Orders
- United City Corp. and Worldwide Internet Marketing, Inc. (Release No. 34-91353; File No. 3-19646)
- Donald Anthony Wojnowski - for Review of Action Taken by Financial Industry Regulatory Authority (Release No. 34-91351; File No. 3-19014)
- Maurice Acriche (Release No. 34-91349; File No. 3-19786)
News and Public Statements
Commission Closed Meetings
Press Releases
- SEC Charges California-Based Fraudster With Selling “Insider Tips” on the Dark Web (Release No. 2021-51)
- SEC Obtains Emergency Asset Freeze, Charges Colorado Resident with Fraud Involving Sham Bottling Company (Release No. 2021-50)
- SEC Charges Co-Founders of San Francisco Biotech Company With $60 Million Fraud (Release No. 2021-49)
- SEC Charges Owner of Real Estate Investment Company with Defrauding Investors (Release No. 2021-48)
Regulatory Actions
Final Rules
- Adoption of Updated EDGAR Filer Manual, Form ID Amendments (17 CFR Parts 232, 239, 249, 269, and 274; Release Nos. 33-10935; 34-91352; 39-2538, IC-34226)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- EMERALD: Notice of Filing of a Proposed Rule Change to adopt Exchange Rule 531, Reports, to provide for the new "Liquidity Taker Event Report" (Release No. 34-91356; File No. SR-EMERALD-2021-09); see also Exhibit 5
- ICC: Order Approving Proposed Rule Change Relating to the ICC Governance Playbook (Release No. 34-91361; File No. SR-ICC-2021-004)
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment, No. 1, to Amend Listing Rules Applicable to Special Purpose Acquisition Companies whose Business Plan is to Complete One or More Business Combinations (Release No. 34-91348; File No. SR-NASDAQ-2020-062)
- NSCC: Notice of Filing of Proposed Rule Change to Amend the Supplemental Liquidity Deposit Requirements (Release No. 34-91350; File No. SR-NSCC-2021-002); see also Exhibit 5, Exhibit 3
- NSCC (Advance Notice): Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements (Release No. 34-91347; File No. SR-NSCC-2021-801); see also Exhibit 5, Exhibit 3
- NYSE: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend its Rules Establishing Maximum Fee Rates to be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners (Release No. 34-91359; File No. SR-NYSE-2020-96)
- NYSE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles (Release No. 34-91357; File No. SR-NYSE-2021-05)
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles (Release No. 34-91360; File No. SR-NYSEArca-2021-07)
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange (Release No. 34-91354; File No. SR-NYSEArca-2021-09)
- NYSEAMER: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles (Release No. 34-91358; File No. SR-NYSEAMER-2021-04)
- NYSEAMER: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange (Release No. 34-91355; File No. SR-NYSEAMER-2021-05)
- NYSENAT: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles (Release No. 34-91363; File No. SR-NYSENAT-2021-01)
- NYSECHX: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles (Release No. 34-91362; File No. SR-NYSECHX-2021-01)