What’s New on the SEC Website
March 15, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Ettro Capital Management Corp. and Peter Ettro (Release Nos. 33-10932, 34-91325, IA-5697, IC-34222; File No. 3-20243)
Commission Opinions and Orders
- Ryan William Mummert (Release No. 34-91329; File No. 3-20210)
- KJM Securities, Inc. (Release No. 34-91328; File No. 3-19631)
- Scottsdale Capital Advisors Corporation, et al. (Release No. 34-91321; File No. 3-18612)
- ABN AMRO Clearing Chicago LLC (Release No. 34-91320; File No. 3-17906r)
- Timothy W. Carnahan and CYIOS Corporation (Release Nos. 33-10933, 34-91330; File No. 3-16386)
Trading Suspensions
- That Marketing Solution, Inc. (Release No. 34-91316)
See also: Order
News and Public Statements
Press Releases
- SEC Obtains Emergency Asset Freeze, Charges California Trader with Posting False Stock Tweets (Press Release 2021-46)
Public Statements
- Public Input Welcomed on Climate Change Disclosures, by Acting Chair Allison Herren Lee
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBZX: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares (Release No. 34-91326; File No. SR-CboeBZX-2021-019)
- IEX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Retail Orders to Trade with Certain Aggressively Priced Displayed Odd Lot Orders (Release No. 34-91324; File No. SR-IEX-2021-03) See also: Exhibit 5
- MIAX Pearl: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Minimum Execution Quantity Instruction for Orders (Release No. 34-91323; File No. SR-PEARL-2021-07) See also: Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading of Shares of the T. Rowe Price U.S. Equity Research ETF under NYSE Arca Rule 8.601-E (Release No. 34-91322; File No. SR-NYSEArca-2021-17)