What’s New on the SEC Website
March 11, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions and Offices
Division of Investment Management
Litigation
Administrative Proceedings
- Glen A. Stewart (Release No. 34-91304; File Nos. 20241, 3-20241; March 11, 2021)
Commission Opinions and Orders
- Consolidated Arbitration Applications (Release No. 34-91305; File Nos. 3-18616, 3-18617, 3-18877, 3-18879, 3-18883, 3-18910, 3-18919, 3-20160, 3-20205; March 11, 2021)
- Salvadore D. Palermo (Release No. 34-91301; File No. 3-18893; March 11, 2021)
- Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Release No. 34-91300; File No. 3-19651; March 11, 2021)
- Conversion Services International, Inc. and Chester County Bancshares, Inc. (Release No. 34-91298; File No. 3-19650; March 11, 2021)
Litigation Releases
- Kevin R. Kuhnash and Jason P. Jimerson (Release No. LR-25050; Mar. 11, 2021)
- Nicholas Kabylafkas (Release No. LR-25048; Mar. 11, 2021)
- George Heckler (Release No. LR-25047; Mar. 11, 2021)
- Shawn C. Cutting (Release No. LR-25046; Mar. 11, 2021)
Trading Suspensions
- 1pm Industries, Inc., et al. (Release No. 34-91296; March 10, 2021)
See also Order
News and Public Statements
Commission Open Meetings
Public Statements
- Remarks at Investor Advisory Committee Meeting, by Commissioner Hester M. Peirce
- Statement on Fixed Income Trading and Investment Company Act Rule 17a-7, by Commissioner Elad L. Roisman
- ESG Disclosure – Keeping Pace with Developments Affecting Investors, Public Companies and the Capital Markets, by John Coates. Acting Director, Division of Corporation Finance
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List (Release No. 34-91297; File No. SR-NYSE-2021-16; March 11, 2021); see also Exhibit 5
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2300, Supervision, and Exchange Rule 2301, Supervisory Control System (Release No. 34-91303; File No. SR-PEARL-2021-04; March 11, 2021)
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Fee Schedule (Release No. 34-91302; File No. SR-PEARL-2021-06; March 11, 2021); see also Exhibit 5
- Phlx: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1, to Modify Phlx Options 8, Section 26, "Trading Halts, Business Continuity and Disaster Recovery" (Release No. 34-91299; File No. SR-Phlx-2021-03; March 11, 2021)