What’s New on the SEC Website
March 10, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
FOIA Program
Litigation
Administrative Proceedings
- Minish "Joe" Hede (Release No. 34-91289; File No. 3-20240)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade Options on the Mini-RUT Index ("MRUT" or "Mini-RUT") (Release No. 34-91288; File No. SR-CBOE-2021-015); see also Exhibit 5
- DTC: Notice of Filing of a Proposed Rule Change to Revise the Clearing Agency Investment Policy (Release No. 34-91291; File No. SR-DTC-2021-002)
- FICC: Notice of Filing of a Proposed Rule Change to Revise the Clearing Agency Investment Policy (Release No. 34-91292; File No. SR-FICC-2021-001); see also Exhibit 5
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Futures and Options Risk Policy and Futures and Options Risk Procedures and Retirement of the Futures and Options Concentration Charge Policy. (Release No. 34-91290; File No. SR-ICEEU-2021-007)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 3 (Release No. 34-91295; File No. SR-ISE-2021-03); see also Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change, as Modified by Amendment, No. 1, to Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan is to Complete One or More Business Combinations (Release No. 34-91294; File No. SR-NASDAQ-2020-062); see also Exhibit 5
- NASDAQ: Notice of Filing of Amendments No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt Listing Rules Related to Board Diversity and to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution to Help Advance Diversity on Company Boards (Release No. 34-91286; File Nos. SR-NASDAQ-2020-081, SR-NASDAQ-2020-082)
- NSCC: Notice of Filing of a Proposed Rule Change to Revise the Clearing Agency Investment Policy (Release No. 34-91293; File No. SR-NSCC-2021-003); see also Exhibit 5
- LTSE: Order Approving Proposed Rule Change to Amend LTSE Rule 14.501 to Specify the Process for Enforcing Compliance with LTSE Rule 14.425 for Listed Companies (Release No. 34-91287; File No. SR-LTSE-2021-01)