What’s New on the SEC Website
March 3, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Kevin Graetz (Release No. 34-91246; File Nos. 3- 20237, 3-20237)
- Ross McLellan (Release No. 34-91243; File No. 3-20236; March 2, 2021)
Commission Opinions and Orders
- Alpine Securities Corporation (Release No. 34-91251; File No. 3-18979)
- American Realty Funds Corporation (Release No. 34-91250; File No. 3-19809)
- Lee C. Schlesinger (Release No. 34-91249; File No. 3-19775)
Trading Suspensions
- Arcis Resources Corporation (Release No. 34-91245; March 2, 2021)
See also Order
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule (Release No. 34-91252; File No. SR-CBOE-2021-012); see also Exhibit 5
- MSRB: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Rates of Assessment for Certain Underwriting, Transaction, and Technology Fees under MSRB Rule A-13 (Release No. 34-91247; File No. SR-MSRB-2021-02); see also Exhibit 5
- NMS: Joint Industry Plan; Notice of Filing of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis (Release No. 34-91190A; File No. S7-24-89; February 23, 2021)
- NYSEAMER: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule (Release No. 34-91248; File No. SR-NYSEAMER-2021-12); see also Exhibit 5