What’s New on the SEC Website
March 2, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Gregory Moats Sampson (Release No. IA-5694; File No. 3-20235)
Commission Opinions and Orders
- Eric S. Smith (Release No. 34-91237; File No. 3-20127)
- Robbi J. Jones and Kipling Jones & Co., Ltd. (Release No. 34-91235; File No. 3-20209)
- Cyclone Power Technologies, Inc. and Ecolocap Solutions, Inc. (Release No. 34-91234; File No. 3-19846)
- Medigreen Holdings Corporation (a/k/a Rapid Fire Marketing, Inc.) (Release No. 34-91233; File No. 3-19669)
- FlikMedia, Inc. (Release No. 34-91230; File No. 3-19508; March 1, 2021)
- Green Ballast, Inc. and Lithium Exploration Group, Inc. (Release No. 34-91229; File No. 3-19506; March 1, 2021)
Litigation Releases
- Renew Forestry Group, LLC et al. (Release No. LR-25041)
- EarthSource Minerals International, LLC et al. (Release No. LR-25040)
News
Press Releases
- SEC Charges Seven Individuals for $45 Million Fraudulent Scheme (Press Release No. 2021-38)
Regulatory Actions
Investment Company Act Notices and Orders
- Muzinich BDC, Inc., et al. (Release No. IC-34219; File No. 812-15086)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICEEU: Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and CDS Parameters Review Procedures. (Release No. 34-91240; File No. SR-ICEEU-2021-006); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus (Release No. 34-91241; File No. SR-NASDAQ-2021-010); see also Exhibit 5
- NYSE: Notice of Withdrawal of a Proposed Rule Change to Amend the Requirement Applicable to Special Purpose Acquisition Companies Upon Consummation of a Business Combination Concerning Compliance with the Round Lot Shareholder Requirement (Release No. 34-91242; File No. SR-NYSE-2020-90)
- NYSE Arca: Order Disapproving a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E (Release No. 34-91236; File No. SR-NYSEArca-2020-56)
- Phlx: Notice of Filing of Proposed Rule Change to Permit Monday and Wednesday expirations for options listed pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust (Release No. 34-91238; File No. SR-Phlx-2021-10); see also Exhibit 5
- Cboe EDGA: Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020 (Release No. 34-91232; File No. SR-CboeEDGA-2021-006)
- Cboe BZX: Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020 (Release No. 34-91239; File No. SR-CboeBZX-2021-017)