What’s New on the SEC Website
March 1, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Munish Sood (Release No. 34-91228; File No. 3-20184)
- Pro Squared, Inc. and Protech Global Holdings Corp. (Release No. 34-91222; File No. 3-19504)
- Nexus Resources Corporation and Private Access, Inc. (Release No. 34-91221; File No. 3-19503)
Litigation Releases
- Michael J. Starkweather and Andiamo Corporation (Release No. LR-25039)
News
Commission Open Meetings
Press Releases
- SEC Awards Over $500,000 to Two Whistleblowers (Press Release No. 2021-37)
Speeches
- Small World - Opening Remarks for the FinTech Panel at the Institute of International Bankers 2021 Annual Washington Conference - by Commissioner Hester M. Peirce
Regulatory Actions
Investment Company Act Notices and Orders
- Rand Capital Corporation, et al. (Release No. IC-34218; File No. 812-15174; March 1, 2021)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-91225; File No. 2021-31;)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOEEdgx: Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020 (Release No. 34-91231; File No. SR-CboeEDGX-2021-011)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various BX Options Rules (Release No. 34-91226; File No. SR-BX-2021-003); see also Exhibit 5
- NYSE: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 (Release No. 34-91227; File No. SR-NYSE-2020-95)