What’s New on the SEC Website
February 25, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Information for Small Businesses
Litigation
Commission Opinions and Orders
- Gary Edward Haynes (Release No. IA-5692; File No. 3-20086)
- Timothy W. Carnahan and Cyios Corporation (Release Nos. 33-10931, 34-91224; File No. 3-16386)
Litigation Releases
- Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron (Release No. LR-25038)
- Bolton Securities Corporation d/b/a Bolton Global Asset Management (Release No. LR-25037)
Trading Suspensions
- Bebida Beverage Co,. et al. (Release No. 34-91213; February 25, 2021)
See also Order
News
Press Releases
- Fee Rate Advisory #3 for Fiscal Year 2021 (Press Release No. 2021-36)
- SEC Suspends Trading in Multiple Issuers Based on Social Media and Trading Activity (Press Release No. 2021-35)
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-33032; February 23, 2018)
Investment Company Act Notices and Orders
- The Advisors' Inner Circle Fund and Pathstone Family Office, LLC (Release No. IC-34216; File No. 812-15166)
- The RBB Fund, Inc., et al. (Release No. IC-34215; File No. 812-15165)
Other Commission Orders, Notices, and Information
- Asset Management Advisory Committee Meeting Notice (Release No. 34-91214; File No. 265-33)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3 and Options 5 (Release No. 34-91223; File No. SR-ISE-2021-01); see also Exhibit 5
- NYSE: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey (Release No. 34-91217; File No. SR-NYSE-2021-14); see also Exhibit 5
- NYSEAMER: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey (Release No. 34-91218; File No. SR-NYSEAMER-2021-10); see also Exhibit 5
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey (Release No. 34-91216; File No. SR-NYSEArca-2021-13); see also Exhibit 5
- NYSENAT: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey (Release No. 34-91215; File No. SR-NYSENAT-2021-04); see also Exhibit 5
- NYSECHX: Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey (Release No. 34-91219; File No. SR-NYSECHX-2021-03); see also Exhibit 5
- Phlx: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify Phlx Options 8, Section 26, "Trading Halts, Business Continuity and Disaster Recovery" (Release No. 34-91220; File No. SR-Phlx-2021-03)