What’s New on the SEC Website
February 24, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Craig A. Zabala (Release Nos. 34-91201, IA-5691; File No. 3-20233)
- Gulfport Energy Corporation (Release No. 34-91196; File No. 3-20232)
- Michael G. Moore (Release Nos. 33-10930, 34-91195; File No. 3-20231)
Litigation Releases
- Bajic et al. (Release No. LR-25035)
- Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell (Release No. LR-25034)
Trading Suspensions
- Renuen Corp. (Release No. 34-91188; February 23, 2021)
See also Order
Regulatory Actions
Exemptive Orders
- Order Granting Application by Cboe C2 Exchange, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
- Order Granting Application by Nasdaq ISE, LLC for Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to the Nasdaq Rule 1000 Series Incorporated by Reference
Investment Advisers Act Notices Orders and Releases
- Lewis Family Advisors, LLC: Notice of application for an exemptive order (Release No. IA-5690; File No. 803-00247)
Investment Company Act Deregistration Notices and Orders
- Worldwide Health Sciences Portfolio (Order: Rel No. IC-34214)
- StrongVest ETF Trust (Order: Rel No. IC-34213)
- Short Duration High Income Portfolio (Order: Rel No. IC-34212)
- RX Funds Trust (Order: Rel No. IC-34211)
- Pathway Capital Opportunity Fund, Inc. (Order: Rel No. IC-34210)
- Nuveen Strategy Funds, Inc. (Order: Rel No. IC-34209)
- Miles Funds, Inc. (Order: Rel No. IC-34208)
- Holland Series Fund, Inc (Order: Rel No. IC-34207)
- Holland Series Fund, Inc (Order: Rel No. IC-34206)
- Equinox Funds Trust (Order: Rel No. IC-34205)
- Boston Income Portfolio (Order: Rel No. IC-34204)
- American Independence Funds Trust (Order: Rel No. IC-34203)
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One (Release No. 34-91194; File No. SR-CBOE-2020-117)
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules. (Release No. 34-91204; File No. SR-ICEEU-2021-004); see also Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Allow Companies to List in Connection with a Direct Listing with a Primary Offering In Which the Company Will Sell Shares Itself In the Opening Auction On the First Day of Trading on Nasdaq and to Explain How the Opening Transaction for Such a Listing Will be Effected (Release No. 34-91205; File No. SR-NASDAQ-2020-057); see also Exhibit 4, Exhibit 5
- OCC: Notice of Filing of Proposed Rule Change to Establish OCC's Persistent Minimum Skin-In-The-Game (Release No. 34-91199; File No. SR-OCC-2021-003); see also Exhibit 5
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees, Increase Certain Network Connectivity Fees, and Increase the Number of Additional Limited Service MIAX Emerald Express Interface Ports Available To Market Makers (Release No. 34-91200; File No. SR-EMERALD-2021-07); see also Exhibit 5