What’s New on the SEC Website
February 23, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Covia Holdings Corp. and Fairmount Santrol Holdings Inc. Now Known as Bison Merger Sub I, LLC (Release No. 34-91187; File No. 3-20163)
- Jennifer M. Stewart, CPA (Release Nos. 34-91186, AAER-4205; File No. 3-20230)
- Christopher L. Stanley, CPA (Release Nos. 34-91185, AAER-4204; File No. 3-20229)
Trading Suspensions
- Bangi, Inc. (Release No. 34-91182; February 22, 2021)
See also Order
News
Press Releases
- SEC Awards More Than $9.2 Million to Whistleblower for Successful Related Actions, Including Agreement With DOJ (Press Release No. 2021-31)
- SEC Charges Two Former KPMG Auditors for Improper Professional Conduct During Audit of Not-for-Profit College (Press Release No. 2021-32)
Regulatory Actions
Investment Company Act Notices and Orders
- Star Mountain Credit Opportunities Fund, LP, et al. (Release No. IC-34202; File No. 812-15120)
- Hamilton Lane Private Assets Fund, et al., (Release No. IC-34201; File No. 812-15099)
- Russell Investment Company, et al. (Release No. IC-34200; File No. 812-15134)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-91183; File No. 2021-28)
SEC Policy Statements
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NMS: Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis (Release No. 34-91190; File No. S7-24-89)
- NMS: Notice of Filing of the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Seventh Substantive Amendment to the Restated CQ Plan (Release No. 34-91189; File No. SR-CTA/CQ-2021-01)
- OCC: Notice of Filing of Advance Notice Relating to OCC's Establishment of Persistent Minimum Skin-In-The-Game (Release No. 34-91184; File No. SR-OCC-2021-801); see also Exhibit 5a
- Cboe EDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Start Times During its Early Trading Session (Release No. 34-91191; File No. SR-CboeEDGX-2021-010) see also Exhibit 5