What’s New on the SEC Website
February 17, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Quicksilver Stock Transfer, LLC and a/k/a Quicksilver Stock Transfer Corporation (Release No. AP-6815; File No. 3-19303)
FOIA Program
Frequently Requested FOIA Documents
Litigation
Administrative Proceedings
- Steven Pagartanis (Release No. 34-91149; File No. 3-19919)
- David Correia (Release No. 34-91140; File No. 3-20227)
Commission Opinions and Orders
- Barton W. Stuck (Release No. IA-5686; File No. 3-19685)
- Jason Dwayne Watson (Release No. 34-91148; File No. 3-19304)
- Physician Healthcare Plan of New Jersey, Inc., Teda Technologies International, Inc. and Ucellit.Com, Inc. (Release No. 34-91133; File No. 3-19450; February 16, 2021)
- New Environmental Solutions Inc. (Release No. 34-91132; File No. 3-19449; February 16, 2021)
Litigation Releases
- Coinseed, Inc. and Delgerdalai Davaasambuu (Release No. LR-25032)
- Joseph Cimino (Release No. LR-25031)
- Morningstar Credit Ratings LLC (Release No. LR-25030)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Investor Advisory Committee Meeting, Thursday, March 11, 2021 (Release Nos. 33-10927, 34-91150; File No. 265-28)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CFE: Notice of a Filing of a Proposed Rule Change Regarding Rule Consolidation (Release No. 34-91144; File No. SR-CFE-2021-002); see also Exhibit 4
- ICEEU: Order Approving Proposed Rule Change as Modified by Partial Amendment No. 1 Relating to Amendments to the ICE Clear Europe CDS Procedures and CDS Default Management Policy. (Release No. 34-91141; File No. SR-ICEEU-2020-018)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35C to Change the Auction Reference Price for Exchange-Facilitated Core Open Auctions (Release No. 34-91143; File No. SR-NYSE-2021-13); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-91147; File No. SR-NYSEArca-2021-12); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3304 (Release No. 34-91142; File No. SR-Phlx-2021-08); see also Exhibit 5
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 200, Trading Permits (Release No. 34-91146; File No. SR-PEARL-2021-03); see also Exhibit 5
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees (Release No. 34-91145; File No. SR-EMERALD-2021-05); see also Exhibit 5