What’s New on the SEC Website
February 12, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Winslow and Evans & Crocker, Inc. (Release Nos. 34-91118, IA-5684; File No. 3-20223)
Commission Opinions and Orders
- Gyrotron Technology, Inc. and Nation Energy Inc. (Release No. 34-91113; File No. 3-19442)
- NXChain Inc. f/k/a Agrivest Americas, Inc. (Release No. 34-91106; File No. 3-19429)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers (Release No. 34-91128)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading (Release No. 34-91127; File No. SR-CBOE-2020-075)
- CBOE: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism (Release No. 34-91122; File No. SR-CBOE-2020-052)
- CBOE: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements (Release No. 34-91119; File No. SR-CBOE-2020-051)
- NASDAQ OMX BX: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Options 4, Section 5, to Limit Short Term Options Series Intervals between Strikes That Are Available for Quoting and Trading on BX (Release No. 34-91125; File No. SR-BX-2020-032); see also Exhibit 5 and Exhibit 4
- NASDAQ OMX BX: Order Granting Approval of a Proposed Rule Change to Utilize the FIX Protocol to Submit Orders to BX's Price Improvement Auction Mechanism (Release No. 34-91124; File No. SR-BX-2020-033)
- NYSE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the NYSE Listed Company Manual to Revise the Shareholder Approval Requirements in Sections 312.03 and 312.04 and the Requirements for Related Party Transactions in Section 314.00 (Release No. 34-91126; File No. SR-NYSE-2020-85)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List (Release No. 34-91123; File No. SR-NYSE-2020-11); see also Exhibit 5
- NYSE: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rules 7.35 and 7.35A (Release No. 34-91121; File No. SR-NYSE-2020-93)
- NYSE: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Requirement Applicable to Special Purpose Acquisition Companies Upon Consummation of a Business Combination Concerning Compliance with the Round Lot Shareholder Requirement (Release No. 34-91120; File No. SR-NYSE-2020-90)