What’s New on the SEC Website
February 11, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Initial Decisions
- Joshua D. Mosshart (Release No. ID-1408; File No. 3-18422)
Litigation
Administrative Proceedings
- Derek Payne Burcham (Release No. IA-5683; File No. 3-20222)
- Kenneth C. Meissner, James Doug Scott and Mark S. "Mike" Tomich (Release No. 34-91115; File No. 3-16175)
- Signator Investors, Inc and Gregory J. Mitchell (Release No. 34-91111; File No. 3-16753); see also Distribution Plan
- Robinhood Financial, LLC (Release No. 34-91105; File No. 3-20171)
- Mancera, et al. (Release No. 34-91104; File No. 3-20173)
- Covia Holdings Corp. and Fairmount Santrol Holdings Inc. Now Known as Bison Merger Sub I, LLC (Release No. 34-91103; File No. 3-20163)
- BlueCrest Capital Management Limited (Release No. 34-91102; File No. 3-20162)
Litigation Releases
- Arrayit Corporation and Rene Schena (Release No. LR-25029)
Trading Suspensions
- SpectraScience, Inc. (Release No. 34-91101; February 10, 2021)
See also Order
News and Public Statements
Commission Closed Meetings
Press Releases
- SEC Suspends Trading in Inactive Issuer Touted on Social Media (Release No. 2021-28)
Public Statements
- Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers by Acting Chair Allison Herren Lee
Regulatory Actions
Other Commission Orders, Notices, and Information
- OneChicago, LLC; Order Granting OneChicago, LLCs Request to Withdraw from Registration as a National Securities Exchange Solely for the Purposes of Trading Security Futures Products (Release No. 34-91117; File No. 10-133)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule (Release No. 34-91108; File No. SR-C2-2021-004); see also Exhibit 5
- CBOE: Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism (Release No. 34-91116; File No. SR-CBOE-2020-050)
- ICEEU: Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Price Submission Disciplinary Framework (Release No. 34-91114; File No. SR-ICEEU-2021-002); see also Exhibit 5
- NASDAQ: Order Approving a Proposed Rule Change to Amend the Exchange's Rules at Equity 4, Section 4703(h) Relating to Reserve Orders (Release No. 34-91109; File No. SR-NASDAQ-2020-090)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Credits at Equity 7, Sections 114 and 118(a) (Release No. 34-91107; File No. SR-NASDAQ-2021-006); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Rebates (Release No. 34-91110; File No. SR-NYSENAT-2021-02); see also Exhibit 5
- PEARL: Order Granting Approval of a Proposed Rule Change to Amend the Exchange's By-Laws in Connection with an Equity Rights Program (Release No. 34-91112; File No. SR-PEARL-2020-30)