What’s New on the SEC Website
February 10, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Quicksilver Stock Transfer, LLC and a/k/a Quicksilver Stock Transfer Corporation (Release No. AP-6814; File No. 3-19303)
Litigation
Administrative Proceedings
- Anthony Killarney (Release No. 34-91099; File No. 3-20221)
Commission Opinions and Orders
- Scottsdale Capital Advisors Corporation, et al. (Release No. 34-91100; File No. 3-18612)
- Blackbook Capital, Inc. and Franklin Ogele (Release No. 34-91097; File No. 3-19771)
Litigation Releases
- David Hu (Release No. LR-25028; Feb. 10, 2021)
Trading Suspensions
- Corporate Universe, Inc. (Release No. 34-91093; February 9, 2021)
See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- Blue Tractor ETF Trust and Blue Tractor Group, LLC (Release No. IC-34194; File No. 812-15162)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- DTC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add New Fees for DTC's Money Market Instrument Program (Release No. 34-91098; File No. SR-DTC-2021-001); see also Exhibit 5
- MEMX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule (Release No. 34-91094; File No. SR-MEMX-2021-02); see Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change to Disseminate Abbreviated Order Imbalance Information, Amend Certain Cutoff Times for On-Open Orders Entered For Participation in The Nasdaq Opening Cross and Extend the Time Period for Accepting Certain Limit On-Open Orders (Release No. 34-91096; File No. SR-NASDAQ-2021-004); see also Exhibit 5
- NYSE: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 7.35C (Release No. 34-91095; File No. SR-NYSE-2020-89); see also Exhibit 5 and Exhibit 4