What’s New on the SEC Website
February 9, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- Daniel Sholom Frishberg (Release No. IA-5682; File No. 3-14393)
Commission Opinions and Orders
- MediaWorx, Inc. and Perrin Partners, Inc. (Release No. 34-91088; File No. 3-19656)
- Mongolia Holdings, Inc. and MyGo Games Holding Co. (Release No. 34-91087; File No. 3-19655)
- Grogenesis, Inc. and Golden Gate Partners, Inc. (Release No. 34-91086; File No. 3-19653)
- Michael Andrew Demaria (Release No. 34-91085; File No. 3-20199)
- Consolidated Arbitration Applications (Release No. 34-91083; File Nos. 3-18616, 3-18617, 3-18877, 3-18879, 3-18883, 3-18910, 3-18919)
Litigation Releases
- Daniel Dirk Coddington, et al. (Release No. LR-25027)
- Isaiah L. Goodman (Release No. LR-25026)
News
Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
- Invesco Capital Management LLC, Invesco Distributors, Inc., and Invesco Actively Managed Exchange-Traded Fund Trust (Release No. IC-34193; File No. 812-15182)
- Natixis Advisors, L.P., et al. (Release No. IC-34192; File No. 812-15157)
- Activeshares ETF Trust, et al. (Release No. IC-34191; File No. 812-15178)
Public Petitions for Rulemaking
- Petition for Rulemaking: Truth in Equity (February 8, 2021)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FICC: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount (Release No. 34-91092; File No. SR-FICC-2020-017)
- ICC: Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook (Release No. 34-91090; File No. SR-ICC-2021-004); see also Exhibit 5
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures. (Release No. 34-91091; File No. SR-ICEEU-2021-003); see also Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB with the Ability to Inspect Public Accounting Firms (Release No. 34-91089; File No. SR-NASDAQ-2021-007); see also Exhibit 5
- NYSE: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Revise Rules 46 and 46A and Other Related Rules to Permit the Appointment of Trading Officials (Release No. 34-91084; File No. SR-NYSE-2020-105)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List to Extend the Waiver of Equipment and Related Service Charges and Trading License Fees (Release No. 34-91082; File No. SR-NYSE-2021-10); see also Exhibit 5