What’s New on the SEC Website
February 3, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Super Micro Computer, Inc. (Release No. 34-91046; File No. 3-19927); see also Proposed Plan of Distribution
Commission Opinions and Orders
- Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Release No. 34-91051; File No. 3-18994)
- J.W. Korth & Company, LP (Release No. 34-91050; File No. 3-19206)
Litigation Releases
- CR Intrinsic Investors, et al. (Release No. LR-25022); see also Final Judgment
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Policy Relating to Billing Errors (Release No. 34-91049; File No. SR-C2-2021-002); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Policy Relating to Billing Errors (Release No. 34-91053; File No. SR-CBOE-2021-010); see also Exhibit 5
- FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Private Placement Filer Form Under FINRA Rules 5122 and 5123 (Release No. 34-91047; File No. SR-FINRA-2021-002)
- NASDAQ: Notice of Withdrawal of Proposed Rule Change to Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets (Release No. 34-91055; File No. SR-NASDAQ-2020-027)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 907.00 of the Manual (Release No. 34-91048; File No. SR-NYSE-2021-09); see also Exhibit 5
- LTSE: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies (Release No. 34-91054; File No. SR-LTSE-2020-22)