What’s New on the SEC Website
February 2, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Joseph Jackson and Colm Callan (Release Nos. 33-10925, 34-91042, AAER-4202; File No. 3-20217)
- Lightspeed Trading, LLC (Release No. 33-10924; File No. 3-20216)
Commission Opinions and Orders
- Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Release No. 34-91043; File No. 3-19651)
- Conversion Services International, Inc. and Chester County Bancshares, Inc. (Release No. 34-91041; File No. 3-19650)
- Toshoan Holdings, Inc. and Toa Optical Tech, Inc. (Release No. 34-91040; File No. 3-19649)
- Robbi J. Jones and Kipling Jones & Co., Ltd. (Release No. 34-91045; File No. 3-19649)
Litigation Releases
- Premier Holding Corporation, Randall Letcavage and Joseph Greenblatt (Release No. LR-25021)
News and Public Statements
Press Releases
- SEC Charges Former Executives of San Francisco Bay Area Company With Accounting Violations (Release No. 2021-23)
Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
- Symmetry Panoramic Trust and Symmetry Partners, LLC (Release No. IC-34187; File No. 812-15066)
- Muzinich BDC, Inc., et al. (Release No. IC-34186; File No. 812-15086)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filing of Proposed Rule Change to Amend the Exchange's Price List Related to Co-location Services (Release No. 34-91034; File No. SR-NYSE-2021-05; February 1, 2021); see also Exhibit 5
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services (Release No. 34-91044; File No. SR-NYSEArca-2021-07); see also Exhibit 5
- NYSE Arca: Notice of Filing of Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange (Release No. 34-91038; File No. SR-NYSEArca-2021-09; February 1, 2021); see also Exhibit 5
- NYSE NAT: Notice of Filing of Proposed Rule Change to Amend Its Schedule of Fees and Rebates Related to Co-location Services (Release No. 34-91037; File No. SR-NYSENAT-2021-01; February 1, 2021); see also Exhibit 5
- NYSE CHX: Notice of Filing of Proposed Rule Change to Amend Its Fee Schedule Related to Co-location Services (Release No. 34-91036; File No. SR-NYSECHX-2021-01; February 1, 2021); see also Exhibit 5
- NYSE AMER: Notice of Filing of Proposed Rule Change to Amend Rule 970NY and Rule 970.1NY to Eliminate the Use of Dark Series on the Exchange (Release No. 34-91039; File No. SR-NYSEAMER-2021-05); see also Exhibit 5
- NYSE AMER: Notice of Filing of Proposed Rule Change to Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Related to Co-location Services (Release No. 34-91035; File No. SR-NYSEAMER-2021-04; February 1, 2021); see also Exhibit 5