What’s New on the SEC Website
January 29, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Quicksilver Stock Transfer, LLC, a/k/a Quicksilver Stock Transfer Corporation ("Release No. AP-6811; File No. 3-19303")
Litigation
Administrative Proceedings
- Daniel Investment Associates, LLC and Gregory D. Van Wyk (Release No. IA-5675; File No. 3-20211)
- Green Bud Initiatives LLC (Release No. 34-91022; File No. 3-20214)
- Jeremy Johnson (Release No. 34-91021; File No. 3-20213)
- Anthony Todd Johnson (Release No. 34-91020; File No. 3-20212)
- Karen McKinley (Release Nos. 34-91013, IA-5676; File No. 3-19412)
Commission Opinions and Orders
- Aurum, Inc. and Ecosphere Technologies, Inc. (Release No. 34-91018; File No. 3-19444)
- Innocom Technology Holdings, Inc., the Pulse Beverage Corporation and Ystrategies Corp. (Release No. 34-91017; File No. 3-19443)
- Medical Innovation Holdings, Inc. (Release No. 34-91015; File No. 3-19665)
- Soupman, Inc. and Trailblazer Resources, Inc. (Release No. 34-91014; File No. 3-19667)
Litigation Releases
- Revolutionary Concepts, Inc., et al. (Release No. LR-25019; Jan. 29, 2021)
News
Public Statements
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Investment Company Act Deregistration Notices and Orders (Release No. IC-34183)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- IEX: Order Granting Approval of Proposed Rule Change to Amend IEX Rule 11.510 to Reduce the Outbound Latency that Presently Applies to All Messages Sent from IEX Back to Users of the Exchange (Release No. 34-91016; File No. SR-IEX-2020-18)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.02 and 902.11 of the NYSE Listed Company Manual to Defer the Billing of Initial Listing Fees Payable by Acquisition Companies (Release No. 34-91012; File No. SR-NYSE-2021-06); see also Exhibit 5
- NYSE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend its Rules to Prohibit Member Organizations from Seeking Reimbursement, in Certain Circumstances, from Issuers for Forwarding Proxy and Other Materials to Beneficial Owners (Release No. 34-91011; File No. SR-NYSE-2020-98)
- LTSE: Notice of Filing of a Proposed Rule Change to Amend LTSE Rule 14.501 to Specify the Process for Enforcing Compliance with LTSE Rule 14.425 for Listed Companies (Release No. 34-91019; File No. SR-LTSE-2021-01); see also Exhibit 5