What’s New on the SEC Website
January 28, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Trimerica Energy Corporation f/k/a Treaty Energy Corporation (Release No. 34-91005; File No. 3-19647)
- Piedmont Mining Company, Inc. and Rainbow Coral Corp. (Release No. 34-90998; File No. 3-19654; January 27, 2021)
Litigation Releases
- Viktor Gjonaj (Release No. LR-25018)
News and Public Statements
Commission Closed Meetings
Regulatory Actions
Investment Company Act Notices and Orders
- Hamilton Lane Private Assets Fund, et al. (Release No. IC-34182; File No. 812-15099)
Other Commission Orders, Notices, and Information
- Order Regarding Review of FASB Accounting Support Fee for 2021 Under Section 109 of the Sarbanes-Oxley Act of 2002 (Release No. 33-10923; 34-91004)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements (Release No. 34-91008; File No. SR-CBOE-2021-007)
- CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements (Release No. 34-91006; File No. SR-CboeBYX-2021-005)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements (Release No. 34-91010; File No. SR-CboeBZX-2021-013)
- CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements (Release No. 34-91009; File No. SR-CboeEDGA-2021-005)
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements (Release No. 34-91007; File No. SR-CboeEDGX-2021-008)