What’s New on the SEC Website
January 27, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Quicksilver Stock Transfer, LLC and a/k/a (Release No. AP-6810; File No. 3-19303)
- Norman T. Reynolds, Esq. (Release No. AP-6809; File No. 3-20136; January 26, 2021)
Divisions
Enforcement Investors Claims Funds
Litigation
Commission Opinions and Orders
- Patrick L. O'connor (Release No. IA-5674; File No. 3-19371)
- Carol J. Wayland (Release No. 34-91003; File No. 3-19340)
- Timothy Arthur Vanderver III (Release No. 34-91001; File No. 3-19019)
Litigation Releases
- Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto (Release No. LR-25017)
- Ivan Ramos (Release No. LR-25016)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Securities Investor Protection Corporation (Notice of the determination of the Board of Directors of the Securities Investor Protection Corporation (SIPC) regarding the standard maximum cash advance amount, beginning January 1, 2022) (Release No. SIPA-183; File No. SIPC-2021-01)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.32 (Release No. 34-90996; File No. SR-NYSE-2021-07); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule (Release No. 34-91002; File No. SR-CboeEDGX-2021-006); see also Exhibit 5
- CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule (Release No. 34-91000; File No. SR-CboeEDGA-2021-003); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend Its Fee Schedule to Eliminate Certain Routing Fee Codes (Release No. 34-90997; File No. SR-CboeBZX-2021-010); see also Exhibit 5
- CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Eliminate Certain Routing Fee Codes (Release No. 34-90999; File No. SR-CboeBYX-2021-003); see also Exhibit 5