What’s New on the SEC Website
January 26, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Bradley C. Reifler (Release No. 34-90992; File No. 3-19589)
- Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation (Release No. 34-90991; File No. 3-19303)
Litigation Releases
- Peter Baker, et al. (Release No. LR-25015)
News and Public Statements
Press Releases
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Definition of "Current Market Value" for Purposes of Calculating Margin Requirements for Certain Options (Release No. 34-90990; File No. SR-CBOE-2021-006)
- ICC: Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of an Additional Credit Default Swap Contract (Release No. 34-90989; File No. SR-ICC-2021-002); see also Exhibit 5
- NASDAQ: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Exclude Special Purpose Acquisition Companies from the Requirement That at Least 50% of a Company's Round Lot Holders Each Hold Unrestricted Securities with a Market Value of at Least $2,500 (Release No. 34-90995; File No. SR-NASDAQ-2020-069)
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Nasdaq Rule 5704 (Release No. 34-90994; File No. SR-NASDAQ-2020-017)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Establish Annual fees for Exchange Traded Products (Release No. 34-90988; File No. SR-NYSEArca-2021-04); see also Exhibit 5
- CboeBYX: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Introduce Periodic Auctions for the Trading of U.S. Equity Securities (Release No. 34-90993; File No. SR-CboeBYX-2020-021)