What’s New on the SEC Website
January 25, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Steve G. Blasko (Release No. 34-90984; File No. 3-19336)
- Mitchell B. Dow (Release No. 34-90983; File No. 3-19335)
- Barry Liss (Release No. 34-90982; File Nos. 3-19333)
- Laurie Bebo and John Buono, CPA (Release No. 34-90979; File No. 3-16293)
- Digital Brand Media & Marketing Group, Inc. (Release No. 34-90978; File No. 3-17990)
- Edward Beyn and Craig S. Taddonio (Release No. 34-90976; File Nos. 3-19007, 3-19012)
- Performance Capital Management, LLC and Silicon Mountain Holdings, Inc. (Release No. 34-90972; File No. 3-19441)
- Timothy W. Carnahan and Cyios Corporation (Release Nos. 33-10922, 34-90977; File No. 3-16386)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- 17d-2: Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and NYSE Arca, Inc. (Release No. 34-90985; File No. 4-523)
- BOX: Order Disapproving Proposed Rule Change, as Modified by Amendment No. 1, in Connection with the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange (Release No, 34-90987; File No. SR-BOX-2020-16)
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24 (Release No. 34-90986; File No. SR-CBOE-2021-004)
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Member and Non-Member Monthly Network Connectivity Fees (Release No. 34-90980; File No. SR-MIAX-2021-02); see also Exhibit 5
- MIAX Pearl: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX PEARL Options Fee Schedule for Member and Non-Member Monthly Network Connectivity Fees (Release No. 34-90981; File No. SR-PEARL-2021-01); see also Exhibit 5