What’s New on the SEC Website
January 22, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Advisory Committees
Small Business Capital Formation Advisory Committee
Information for EDGAR Filers
Litigation
Commission Opinions and Orders
- Robbi J. Jones, Kipling Jones & Company, Ltd. Financial Industry Regulatory Authority (Release No. 34-90975; File No. 3-20209; January 22, 2021)
- Integral Technologies, Inc. (Release No. 34-90971; File No. 3-20037)
- Oceanus Acquisition Corp., Pinkbrick Holdings Inc. and Puravita Corporation (Release No. 34-90961; File No. 3-19440; January 21, 2021)
- Dynamic Enviro Inc. and United Restaurant Group International, Inc. (Release No. 34-90958; File No. 3-19439; January 21, 2021)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Temporary IM-2020-1 (Temporary Extension for Representatives to Function as Principals) (Release No. 34-90973; File No. SR-BOX-2021-02; January 22, 2021); see also Exhibit 5
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Opening Process for Simple Orders (Release No. 34-90966; File No. SR-C2-2021-001); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Opening Process for Simple Orders (Release No. 34-90967; File No. SR-CBOE-2021-005); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders (Release No. 34-90968; File No. SR-CboeBZX-2021-009; January 22, 2021); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs (Release No. 34-90970; File No. SR-CboeEDGX-2021-007; January 22, 2021); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders (Release No. 34-90969; File No. SR-CboeEDGX-2021-005; January 22, 2021); see also Exhibit 5
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Stance Equity ESG Large Cap Core ETF under NYSE Arca Rule 8.601-E (Release No. 34-90974; File No. SR-NYSEArca-2020-104; January 22, 2021)