What’s New on the SEC Website
January 15, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Norman T. Reynolds, Esq. (Release No. AP-6808; File No. 3-20136)
Divisions
Division of Corporation Finance Staff No-Action, Interpretive & Exemptive Letters
Division of Investment Management Staff No-Action Letters
Litigation
Administrative Proceedings
- Wireline, Inc. (Release No. 34-90938; File No. 3-20206)
- Wireline, Inc. (Release No. 33-10920; File No. 3-20206)
Commission Opinions and Orders
- Debt Resolve, Inc. and Elite Group, Inc. (Release No. 34-90935; File No. 3-19643)
- United City Corp. and Worldwide Internet Marketing, Inc. (Release No. 34-90934; File No. 3-19646)
News
Press Releases
- What's Happening from Start-Up to Small Cap: SEC's Small Business Advocate to Host Capital Call Feb. 4 (Press Release No. 2021-9)
- Fee Rate Advisory #2 for Fiscal Year 2021 (Press Release No. 2021-8)
Public Statements
- Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal, by Acting Chairman Elad L. Roisman
- Concurrence in the Matter of Wireline, Inc., by Commissioner Hester M. Peirce
- Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC, by Acting Chairman Elad L. Roisman
- Statement on SEC General Counsel Bob Stebbins Concluding His Tenure, by Acting Chairman Elad L. Roisman
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates (Release No. 34-90932)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FINRA: Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Establish a Corporate Bond New Issue Reference Data Service (Release No. 34-90939; File No. SR-FINRA-2019-008)
- FICC-AN: Notice of No Objection to Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes (Release No. 34-90931; File No. SR-FICC-2020-803; January 14, 2021)
- ICC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICC Clearing Rules (Release No. 34-90928; File No. SR-ICC-2021-001; January 14, 2021); see also Exhibit 5
- IEX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Way It Handles Odd Lot Orders by Allowing Them to Be Displayed Orders and to Aggregate to Form a Protected Quotation (Release No. 34-90933; File No. SR-IEX-2021-01); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1308, Supervision of Accounts, to Adopt Temporary Rules to Extend the Time by which Members Must Complete their Branch Office Inspections for the Calendar Year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021 (Release No. 34-90937; File No. SR-MIAX-2021-01)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Pricing Schedule (Release No. 34-90936; File No. SR-BX-2021-001); see also Exhibit 5