What’s New on the SEC Website
January 14, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
- Fidelity Covington Trust, January 14, 2021
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Advanced Practice Advisors, LLC and Paul C. Spitzer (Release No. IA-5670; File No. 3-20204)
- Fortress Investment Management, LLC, William M. Malloy, III (Release No. 34-90924; File No. 3-19715); see also Distribution Plan
- Daniel J. Merriman (Release No. 34-90921; File No. 3-20203)
- Thomas J. Robbins (Release No. 34-90920; File No. 3-20202)
Commission Opinions and Orders
- Saving2Retire, LLC and Marian P. Young (Release No. IA-5668; File No. 3-17352)
- Green Endeavors, Inc. and Sputnik Enterprises, Inc. (Release No. 34-90915; File No. 3-19438; January 13, 2021)
- Universal Detection Technology and VinCompass Corp. (Release No. 34-90913; File No. 3-19432; January 13, 2021)
Litigation Releases
- City of Harvey, et al. (Release No. LR-25009)
- Kerry L. Hoffman (Release No. LR-25008)
News and Public Statements
Press Releases
- SEC Awards Nearly $600,000 to Whistleblower (Release No. 2021-7)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Family Office Partners, Inc (Release No. IA-5669; File No. 801-110022)
- Order Determining Whistleblower Award Claim (Release No. 34-90922 )
Public Company Accounting Oversight Board
- Order Granting Approval of Amendments to PCAOB Interim Independence Standards and PCAOB Rules to Align with Amendments to Rule 2-01 of Regulation S-X (Release No. 34-90930; File No. PCAOB-2020-01)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Silexx Trading Platform Fees Schedule (Release No. 34-90929; File No. SR-CBOE-2021-002); see also Exhibit 5
- CBOE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes (Release No. 34-90926; File No. SR-CBOE-2020-106)
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One (Release No. 34-90925; File No. SR-CBOE-2020-034)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the BZX Top Feed (Release No. 34-90919; File No. SR-CboeBZX-2021-002); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed (Release No. 34-90923; File No. SR-CboeEDGX-2021-002); see also Exhibit 5