What’s New on the SEC Website
January 13, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Barton W. Stuck (Release No. IA-5667; File No. 3-19685; January 12, 2021)
- Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Release No. 34-90911; File No. 3-19182)
- Cannasys, Inc., et al. (Release No. 34-90908; File No. 3-19642)
- Bluefire Renewables, Inc. and Canadian Cannabis Corp. (Release No. 34-90907; File No. 3-19641)
- TN-K Energy Group Inc. and Total Sports Media, Inc. (Release No. 34-90905; File No. 3-19431; January 12, 2021)
- Nexus Enterprise Solutions, Inc. and N-Viro International Corporation (Release No. 34-90904; File No. 3-19428; January 12, 2021)
Regulatory Actions
Investment Company Act Notices and Orders
- Citadel Enterprise Americas LLC and CEIF LLC (Release No. IC-34173; File No. 813-00397)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Withdrawal of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange (Release No. 34-90916; File No. SR-CBOE-2020-110)
- NYSE: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 (Release No. 34-90917; File No. SR-NYSE-2020-95)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Equity 7, Section 3 (Release No. 34-90918; File No. SR-Phlx-2021-01); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Phlx Options 8, Section 28, "Responsibilities of Floor Brokers" and Section 30, "Crossing, Facilitation and Solicited Orders" (Release No. 34-90909; File No. SR-Phlx-2021-02); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service (Release No. 34-90914; File No. SR-CboeEDGX-2021-003); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service (Release No. 34-90912; File No. SR-CboeBZX-2021-003); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule (Release No. 34-90910; File No. SR-CboeBZX-2021-005); see also Exhibit 5